Personnel Hong Kong SFC License Details (ID 2473289)

Personnel Hong Kong SFC License Details (ID 2473289)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI CAPITAL LIMITED	RO	Advising on corporate finance	2026-05-13	-
	RO	Dealing in securities	2026-05-13	-
	Rep	Advising on corporate finance	2018-08-15	2026-05-13
	Rep	Dealing in securities	2018-08-15	2026-05-13
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-09-01	2018-08-04
	Rep	Advising on securities	2017-09-01	2018-08-04
	Rep	Dealing in securities	2017-09-01	2018-08-04
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Advising on corporate finance	2015-09-10	2017-08-27
	Rep	Dealing in securities	2015-09-10	2017-08-27