| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHUBB INVESTMENT MANAGEMENT (HK) LIMITED (TRADING AS CHUBB WEALTH) | RO | Advising on securities | 2026-07-23 | - |
| RO | Asset management | 2026-07-23 | - | |
| Rep | Dealing in securities | 2026-07-21 | - | |
| Rep | Advising on securities | 2026-07-21 | 2026-07-23 | |
| Rep | Asset management | 2026-07-21 | 2026-07-23 | |
| CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2025-05-28 | 2026-06-26 |
| RO | Asset management | 2025-05-28 | 2026-06-26 | |
| Rep | Advising on securities | 2020-06-23 | 2025-05-28 | |
| Rep | Asset management | 2020-06-23 | 2025-05-28 | |
| Rep | Dealing in securities | 2020-06-23 | 2026-06-26 |
No HKMA registrations in the collected records.