Personnel Hong Kong SFC License Details (ID 2474098)

Personnel Hong Kong SFC License Details (ID 2474098)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2024-12-03	2024-12-27
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2021-06-30	2024-10-09
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2021-06-30	2024-10-09
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-12-24	2021-06-01
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-12-24	2021-06-01
DA INTERNATIONAL FINANCIAL SERVICE LIMITED	Rep	Dealing in futures contracts	2018-06-08	2018-11-30
	Rep	Dealing in securities	2018-06-08	2018-11-30
Futu Securities International (HONG KONG) Limited	Rep	Advising on securities	2017-05-17	2018-05-30
	Rep	Asset management	2016-07-29	2018-05-30
	Rep	Dealing in futures contracts	2016-03-04	2018-05-30
	Rep	Dealing in securities	2016-03-04	2018-05-30
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2015-09-11	2016-01-13