Personnel SFC Licences and HKMA Registrations (ID 2474725)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Dealing in securities	2020-09-30	-
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2019-01-30	-
Jefferies Hong Kong Limited	Rep	Dealing in securities	2015-09-14	2018-11-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.