Personnel Hong Kong SFC License Details (ID 2475886)

Personnel Hong Kong SFC License Details (ID 2475886)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUODU FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2020-01-31	-
	RO	Dealing in futures contracts	2020-01-31	-
GUODU SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2019-01-11	-
	RO	Dealing in securities	2019-01-11	-
GUODU FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2015-10-29	2020-01-31
	Rep	Dealing in futures contracts	2015-10-29	2020-01-31
GUODU SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2015-09-16	2019-01-11
	Rep	Dealing in securities	2015-09-16	2019-01-11