Personnel Hong Kong SFC License Details (ID 2476421)

Personnel Hong Kong SFC License Details (ID 2476421)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	RO	Dealing in futures contracts	2020-07-24	2021-10-03
CHINA CIFCO SECURITIES CO., LIMITED	RO	Advising on securities	2019-01-24	2021-10-03
	RO	Dealing in securities	2019-01-24	2021-10-03
	Rep	Dealing in securities	2018-02-14	2019-01-24
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2018-02-14	2020-07-24
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2017-11-14	2018-01-23
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-11-14	2018-01-23
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2015-09-17	2017-10-27
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2015-09-17	2017-10-27