Personnel SFC Licences and HKMA Registrations (ID 2477725)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soliton Capital Management Limited	Rep	Advising on securities	2026-10-16	-
	Rep	Asset management	2026-10-16	-
ALLY BRIDGE GROUP (HK) LIMITED	Rep	Advising on securities	2021-01-25	2023-04-28
	Rep	Dealing in securities	2021-01-25	2023-04-28
	RO	Asset management	2016-02-24	2023-04-28
	Rep	Asset management	2015-09-21	2016-02-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.