Personnel SFC Licences and HKMA Registrations (ID 2477729)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2023-06-21	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-06-21	-
CHONG HING COMMODITIES AND FUTURES LIMITED	Rep	Dealing in futures contracts	2016-02-17	2023-06-08
CHONG HING SECURITIES LIMITED	Rep	Dealing in securities	2015-09-21	2023-06-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.