Liu, Sha (SFC:BDV116) 劉莎

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gold Mountains Asset Management Limited	RO	Advising on securities	2018-06-07	-
	RO	Asset management	2018-06-07	-
	Rep	Advising on securities	2015-09-21	2018-06-07
	Rep	Asset management	2015-09-21	2018-06-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gold Mountains Asset Management Limited	RO	Advising on securities	2018-06-07	-
	RO	Asset management	2018-06-07	-
	Rep	Advising on securities	2015-09-21	2018-06-07
	Rep	Asset management	2015-09-21	2018-06-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.