Personnel Hong Kong SFC License Details (ID 2477741)

Personnel Hong Kong SFC License Details (ID 2477741)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GaoTeng Global Asset Management Limited	Rep	Advising on securities	2018-10-22	2021-06-18
	Rep	Asset management	2018-10-22	2021-06-18
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2018-06-15	2018-08-13
	Rep	Asset management	2018-06-15	2018-08-13
	Rep	Dealing in securities	2018-06-15	2018-08-13
HSBC Global Asset Management Holdings (Bahamas) Limited	Rep	Advising on securities	2018-06-15	2018-08-13
	Rep	Asset management	2018-06-15	2018-08-13
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-06-15	2018-08-13
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2016-06-07	2018-05-31
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2016-06-07	2018-05-31
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2015-09-21	2018-05-31
	Rep	Asset management	2015-09-21	2018-05-31
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-09-21	2018-05-31
	Rep	Asset management	2015-09-21	2018-05-31
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2015-09-21	2018-05-31
	Rep	Asset management	2015-09-21	2018-05-31
	Rep	Dealing in securities	2015-09-21	2018-05-31