Personnel Hong Kong SFC License Details (ID 2477745)

Personnel Hong Kong SFC License Details (ID 2477745)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Providing automated trading services	2021-09-30	-
	Rep	Dealing in futures contracts	2021-08-13	-
	Rep	Dealing in securities	2021-08-13	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2018-06-01	2021-05-27
	Rep	Dealing in securities	2018-06-01	2021-05-27
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2015-09-21	2018-03-09
	Rep	Advising on securities	2015-09-21	2018-03-09
	Rep	Dealing in futures contracts	2015-09-21	2018-03-09
	Rep	Dealing in securities	2015-09-21	2018-03-09