Personnel Hong Kong SFC License Details (ID 2477749)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2019-05-16	2019-05-21
	Rep	Advising on securities	2019-03-22	2019-03-31
	Rep	Advising on securities	2019-01-14	2019-01-27
Morgan Stanley Asia Limited	Rep	Advising on securities	2015-09-21	2018-04-18
	Rep	Dealing in securities	2015-09-21	2018-04-18