Personnel SFC Licences and HKMA Registrations (ID 24780694)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2022-11-29	-
	Rep	Dealing in securities	2022-11-29	-
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2022-11-29	-
	Rep	Dealing in securities	2022-11-29	-
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2021-04-20	2022-10-28
BOCI SECURITIES LIMITED	Rep	Advising on securities	2021-04-20	2022-10-28
BOCI ASIA LIMITED	Rep	Dealing in securities	2021-04-09	2022-10-28
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2021-04-09	2022-10-28
GF International Investment Management Limited	Rep	Dealing in securities	2020-07-02	2021-03-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.