Personnel Hong Kong SFC License Details (ID 2478311)

Personnel Hong Kong SFC License Details (ID 2478311)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Trend Up Investment (HK) Limited	Rep	Advising on securities	2025-10-31	-
	Rep	Asset management	2025-10-31	-
	Rep	Dealing in securities	2025-10-31	-
NTF Asset Management Limited	Rep	Asset management	2023-05-15	2025-10-12
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-11-29	2023-04-08
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-11-29	2023-04-08
CES Capital International (Hong Kong) Co., Limited	RO	Advising on futures contracts	2019-04-16	2021-11-02
	RO	Dealing in futures contracts	2019-04-16	2021-11-02
	Rep	Advising on futures contracts	2016-05-19	2019-04-16
	Rep	Advising on securities	2016-05-19	2021-11-02
	Rep	Leveraged foreign exchange trading	2015-11-03	2021-11-02
	Rep	Dealing in futures contracts	2015-09-22	2019-04-16
	Rep	Dealing in securities	2015-09-22	2021-11-02