Personnel Hong Kong SFC License Details (ID 2478321)

Personnel Hong Kong SFC License Details (ID 2478321)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2021-06-29	2024-06-14
	Rep	Advising on securities	2021-06-29	2024-06-14
	Rep	Dealing in securities	2021-06-29	2024-06-14
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2018-08-30	2021-05-21
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-08-10	2021-05-21
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-09-22	2021-05-21
	Rep	Dealing in securities	2015-09-22	2021-05-21