Personnel Hong Kong SFC License Details (ID 2478849)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2020-08-03	-
	Rep	Advising on securities	2020-08-03	-
CLSA LIMITED	Rep	Dealing in securities	2020-08-03	-
	Rep	Advising on securities	2020-08-03	2021-07-16
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2015-09-23	2016-11-01
	Rep	Advising on securities	2015-09-23	2016-11-01
CLSA LIMITED	Rep	Advising on securities	2015-09-23	2016-11-01
	Rep	Dealing in securities	2015-09-23	2016-11-01