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Personnel Hong Kong SFC License Details (ID 2479456)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BG Asset Management Limited
Rep
Asset management
2019-08-29
-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED
Rep
Advising on securities
2015-09-24
2017-06-10
Rep
Dealing in securities
2015-09-24
2017-06-10