Personnel Hong Kong SFC License Details (ID 2479466)

Personnel Hong Kong SFC License Details (ID 2479466)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huatai (Hong Kong) Futures Limited	Rep	Dealing in futures contracts	2024-07-08	-
VALUABLE CAPITAL LIMITED	Rep	Dealing in futures contracts	2022-09-08	2023-08-13
	Rep	Dealing in securities	2022-09-08	2023-08-13
Arta Global Futures Limited	RO	Dealing in futures contracts	2022-04-14	2022-08-20
ARTA GLOBAL MARKETS LIMITED	RO	Dealing in securities	2022-04-14	2022-08-20
Arta Global Futures Limited	Rep	Dealing in futures contracts	2018-01-04	2022-04-14
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2017-11-13	2022-04-14
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-10-19	2017-11-03
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2015-09-24	2017-10-07
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2015-09-24	2017-10-07
	Rep	Dealing in securities	2015-09-24	2017-10-07