Personnel Hong Kong SFC License Details (ID 2480116)

Personnel Hong Kong SFC License Details (ID 2480116)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LQ Pacific Partners Limited	Rep	Advising on securities	2025-11-25	-
	Rep	Asset management	2025-11-25	-
	Rep	Dealing in securities	2025-11-25	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2021-11-12	2022-10-27
	Rep	Dealing in securities	2021-11-12	2022-10-27
	Rep	Advising on corporate finance	2021-07-16	2021-08-19
	Rep	Dealing in securities	2021-07-16	2021-08-19
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2018-04-16	2021-01-15
	Rep	Advising on securities	2018-04-16	2021-01-15
	Rep	Dealing in securities	2018-04-16	2021-01-15
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2015-09-25	2016-07-26