Personnel Hong Kong SFC License Details (ID 2480132)

Personnel Hong Kong SFC License Details (ID 2480132)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vontobel (Hong Kong) Limited	RO	Asset management	2025-09-29	-
	RO	Dealing in securities	2025-09-29	-
	Rep	Asset management	2024-04-02	2025-09-29
	Rep	Advising on securities	2023-08-17	-
	Rep	Dealing in securities	2023-08-17	2025-09-29
PGIM (Hong Kong) Limited	Rep	Advising on securities	2021-01-19	2023-08-04
	Rep	Dealing in securities	2021-01-19	2023-08-04
UBS Asset Management (Hong Kong) Limited	Rep	Asset management	2015-09-25	2018-06-20
	Rep	Advising on securities	2015-09-25	2020-03-13
	Rep	Dealing in securities	2015-09-25	2020-03-13