Personnel Hong Kong SFC License Details (ID 2480737)

Personnel Hong Kong SFC License Details (ID 2480737)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dingxin (Securities) Limited	RO	Advising on securities	2025-08-20	2025-09-12
	RO	Dealing in securities	2025-07-21	2025-09-12
	Rep	Asset management	2025-07-18	2025-09-12
	Rep	Dealing in securities	2025-06-12	2025-07-21
	Rep	Advising on securities	2025-06-12	2025-08-20
BOCOM International Securities Limited	RO	Advising on securities	2021-03-02	2025-05-11
	RO	Dealing in securities	2021-03-02	2025-05-11
BOCOM International Asset Management Limited	RO	Asset management	2020-03-05	2020-04-22
	RO	Advising on securities	2020-03-05	2021-03-02
	RO	Dealing in securities	2020-03-05	2021-03-02
	Rep	Advising on securities	2017-10-03	2020-03-05
	Rep	Asset management	2017-10-03	2020-03-05
	Rep	Dealing in securities	2017-10-03	2020-03-05
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-09-29	2015-12-16
	Rep	Asset management	2015-09-29	2015-12-16