Personnel Hong Kong SFC License Details (ID 2480756)

Personnel Hong Kong SFC License Details (ID 2480756)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Income Partners Asset Management (HK) Limited	Rep	Advising on securities	2023-05-16	2024-11-14
	Rep	Asset management	2023-05-16	2024-11-14
	Rep	Advising on securities	2022-01-07	2022-03-31
	Rep	Asset management	2022-01-07	2022-03-31
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Asset management	2020-09-18	2021-12-15
	Rep	Advising on securities	2020-09-07	2021-12-15
	Rep	Dealing in securities	2020-09-07	2021-12-15
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2019-09-03	2020-08-14
GF Asset Management (Hong Kong) Limited	Rep	Advising on securities	2017-06-27	2019-07-31
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2017-06-27	2020-08-14
GF Asset Management (Hong Kong) Limited	Rep	Asset management	2015-09-29	2019-07-31