Personnel SFC Licences and HKMA Registrations (ID 2480767)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2019-01-21	-
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2018-07-26	2018-11-14
	Rep	Advising on corporate finance	2017-07-24	2018-11-14
	Rep	Dealing in securities	2017-07-24	2018-11-14
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-07-24	2018-11-14
MOELIS &AMP; COMPANY ASIA LIMITED	Rep	Advising on corporate finance	2015-09-29	2016-07-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.