Personnel Hong Kong SFC License Details (ID 24810746)

Personnel Hong Kong SFC License Details (ID 24810746)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	RO	Advising on futures contracts	2025-06-06	2026-07-22
	RO	Advising on securities	2025-06-06	2026-07-22
	RO	Dealing in futures contracts	2025-06-06	2026-07-22
	RO	Dealing in securities	2025-06-06	2026-07-22
BOCOM International Asset Management Limited	RO	Advising on securities	2024-10-09	2026-07-22
	RO	Asset management	2024-10-09	2026-07-22
	RO	Dealing in securities	2024-10-09	2026-07-22
	Rep	Asset management	2022-04-06	2024-10-09
	Rep	Dealing in securities	2021-03-31	2024-10-09
BOCOM International (Asia) Limited	Rep	Dealing in securities	2020-07-07	2021-04-01