Personnel Hong Kong SFC License Details (ID 24810845)

Personnel Hong Kong SFC License Details (ID 24810845)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2026-03-27	-
	Rep	Advising on securities	2026-03-27	-
	Rep	Dealing in securities	2026-03-27	-
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2022-07-14	2023-11-01
	Rep	Advising on securities	2022-07-14	2023-11-01
	Rep	Dealing in securities	2022-07-14	2023-11-01
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2020-07-07	2022-07-12
	Rep	Dealing in securities	2020-07-07	2022-07-12
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2020-07-07	2022-07-12