Personnel Hong Kong SFC License Details (ID 2481334)

Personnel Hong Kong SFC License Details (ID 2481334)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2026-06-03	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2026-06-03	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-03-24	2026-06-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-03-24	-
	Rep	Dealing in securities	2026-03-24	2026-06-03
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2020-07-14	2020-08-26
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-09-30	2020-05-15