Personnel SFC Licences and HKMA Registrations (ID 2481347)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2018-04-24	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2018-04-24	-
YUANTA FUTURES (HK) CO., LIMITED	Rep	Advising on futures contracts	2017-04-18	2017-08-08
	Rep	Dealing in futures contracts	2017-04-18	2017-08-08
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on futures contracts	2015-09-30	2017-08-08
	Rep	Advising on securities	2015-09-30	2017-08-08
	Rep	Dealing in futures contracts	2015-09-30	2017-08-08
	Rep	Dealing in securities	2015-09-30	2017-08-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.