Personnel Hong Kong SFC License Details (ID 2481348)

Personnel Hong Kong SFC License Details (ID 2481348)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Redient Capital HK Limited	Rep	Advising on securities	2025-11-28	-
	Rep	Asset management	2025-11-28	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2021-07-08	2023-02-01
	Rep	Dealing in securities	2021-06-28	2023-02-01
BOB International Asset Management Company Limited	RO	Dealing in securities	2020-09-25	2021-06-11
	Rep	Advising on securities	2020-04-17	2021-06-11
	Rep	Asset management	2020-04-17	2021-06-11
	Rep	Dealing in securities	2020-03-25	2020-09-25
YUE XIU SECURITIES COMPANY LIMITED	RO	Dealing in securities	2019-08-22	2020-02-14
	Rep	Dealing in securities	2017-12-15	2019-08-22
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-09-30	2017-06-22