Personnel Hong Kong SFC License Details (ID 2482067)

Personnel Hong Kong SFC License Details (ID 2482067)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gold Mountains Asset Management Limited	Rep	Advising on securities	2024-12-23	-
	Rep	Asset management	2024-12-23	-
Equities First Holdings Hong Kong Limited	Rep	Dealing in securities	2022-10-11	2024-05-17
Mirae Asset Securities (HK) Limited	Rep	Advising on securities	2021-03-16	2022-03-18
	Rep	Dealing in futures contracts	2019-10-18	2022-03-18
	Rep	Dealing in securities	2019-09-20	2022-03-18
Equities First Holdings Hong Kong Limited	Rep	Dealing in securities	2017-03-01	2019-03-25
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2015-10-02	2017-01-31
	Rep	Dealing in securities	2015-10-02	2017-01-31