Personnel Hong Kong SFC License Details (ID 2482070)

Personnel Hong Kong SFC License Details (ID 2482070)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Asset management	2025-03-07	2025-06-12
	RO	Advising on securities	2024-04-09	2025-06-12
	RO	Dealing in securities	2024-04-09	2025-06-12
	Rep	Dealing in securities	2023-01-19	2024-04-09
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2020-12-28	2022-12-08
	Rep	Dealing in securities	2020-12-28	2022-12-08
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2018-08-27	2019-09-27
	Rep	Dealing in securities	2018-08-27	2019-09-27
	Rep	Dealing in futures contracts	2018-06-06	2018-08-22
	Rep	Dealing in securities	2018-06-06	2018-08-22
	Rep	Dealing in futures contracts	2015-10-02	2015-10-09
	Rep	Dealing in securities	2015-10-02	2015-10-09