Personnel Hong Kong SFC License Details (ID 2482079)

Personnel Hong Kong SFC License Details (ID 2482079)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-08-04	-
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2026-08-04	-
Quester Capital Advisors Limited	Rep	Asset management	2026-01-28	2026-06-30
Quester Securities (HK) Limited	Rep	Advising on securities	2026-01-28	2026-06-30
	Rep	Dealing in securities	2026-01-28	2026-06-30
Zijing Capital Limited	RO	Advising on corporate finance	2022-01-13	2022-05-16
	Rep	Advising on corporate finance	2021-09-16	2022-01-13
CLC International Limited	Rep	Advising on corporate finance	2021-01-05	2021-07-31
BOCI SECURITIES LIMITED	Rep	Advising on securities	2020-09-28	2020-11-05
	Rep	Dealing in securities	2020-09-09	2020-11-05
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2018-09-11	2020-08-07
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2018-09-11	2020-08-07
GUOYUAN CAPITAL (HONG KONG) LIMITED	Rep	Dealing in securities	2018-06-01	2018-07-06
	Rep	Advising on corporate finance	2018-04-17	2018-07-06
AMPLE CAPITAL LIMITED	Rep	Advising on corporate finance	2017-06-09	2018-03-02
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2016-10-05	2017-04-29
Optima Capital Limited	Rep	Advising on corporate finance	2015-10-02	2016-09-21
	Rep	Dealing in securities	2015-10-02	2016-09-21