Personnel Hong Kong SFC License Details (ID 2482080)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KOREA INVESTMENT &AMP; SECURITIES ASIA LIMITED	Rep	Advising on securities	2020-05-06	2025-01-31
	Rep	Dealing in securities	2020-05-06	2025-01-31
Mirae Asset Securities (HK) Limited	Rep	Dealing in securities	2018-07-09	2020-03-18
	Rep	Advising on securities	2018-03-20	2020-03-18
	Rep	Asset management	2018-03-20	2020-03-18
ROC Partners (HK) Limited	Rep	Asset management	2017-02-28	2017-10-11
	Rep	Advising on securities	2015-10-02	2017-10-11