| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KKR Capital Markets Asia II Limited | Rep | Advising on securities | 2024-11-06 | - |
| Rep | Dealing in securities | 2024-11-06 | - | |
| RO | Advising on securities | 2024-05-14 | 2024-11-06 | |
| RO | Dealing in securities | 2024-05-14 | 2024-11-06 | |
| KKR CAPITAL MARKETS ASIA LIMITED | RO | Asset management | 2021-11-24 | 2022-08-24 |
| RO | Advising on securities | 2021-10-15 | 2024-05-13 | |
| RO | Dealing in securities | 2021-10-15 | 2024-05-13 | |
| Rep | Advising on securities | 2021-08-19 | 2021-10-15 | |
| Rep | Dealing in securities | 2021-08-19 | 2021-10-15 | |
| UBS Asset Management (Hong Kong) Limited | RO | Advising on securities | 2018-07-03 | 2021-04-30 |
| RO | Dealing in securities | 2018-07-03 | 2021-04-30 | |
| Rep | Advising on securities | 2015-10-02 | 2018-07-03 | |
| Rep | Dealing in securities | 2015-10-02 | 2018-07-03 |
No HKMA registrations in the collected records.