Personnel SFC Licences and HKMA Registrations (ID 24822631)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EAST ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2023-03-20	-
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2023-03-20	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2020-07-10	2022-11-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-07-10	2022-11-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AH9589

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
東亞銀行有限公司	Dealing in securities	Non-EO	BUSINESS MANAGER	2023-03-23	—	Current
星展銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2018-10-11	2020-06-28	Former
星展銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2018-10-11	2020-06-28	Former