Personnel SFC Licences and HKMA Registrations (ID 2482620)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHU KUAN INTERNATIONAL FINANCIAL ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2025-04-09	-
	RO	Asset management	2025-02-19	-
	Rep	Asset management	2025-01-21	2025-02-19
	Rep	Advising on securities	2025-01-21	2025-04-09
Carnegie Hill Capital Partners Limited	RO	Advising on securities	2024-01-29	2024-11-21
	RO	Asset management	2024-01-29	2024-11-21
	Rep	Dealing in securities	2024-01-26	2024-11-21
First Prosperous Asset Management Company Limited	RO	Advising on securities	2021-09-29	2023-04-05
	RO	Asset management	2021-09-29	2023-04-05
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-07-09	2020-06-17
CMBC ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2018-10-15	2020-06-17
	Rep	Asset management	2018-10-15	2020-06-17
China Securities (International) Asset Management Company Limited	Rep	Advising on securities	2015-10-05	2018-07-25
	Rep	Asset management	2015-10-05	2018-07-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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