| Jefferies Hong Kong Limited | Rep | Dealing in securities | 2024-01-15 | 2025-04-09 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2023-05-19 | 2023-06-16 |
| Rep | Dealing in securities | 2023-05-19 | 2023-06-16 |
| Rep | Dealing in futures contracts | 2018-12-11 | 2022-06-03 |
| Rep | Dealing in securities | 2018-12-11 | 2022-06-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2018-03-28 | 2018-08-31 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-06-13 | 2018-08-31 |
| Rep | Dealing in securities | 2017-06-13 | 2018-08-31 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-10-05 | 2017-03-02 |
| Rep | Dealing in securities | 2015-10-05 | 2017-03-02 |