Personnel Hong Kong SFC License Details (ID 2482644)

Personnel Hong Kong SFC License Details (ID 2482644)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JMC Capital HK Limited	Rep	Advising on securities	2022-08-01	2022-12-30
	Rep	Dealing in securities	2022-08-01	2022-12-30
JMC Capital International Limited	Rep	Advising on securities	2022-08-01	2022-12-30
	Rep	Dealing in securities	2022-08-01	2022-12-30
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2020-06-12	2021-09-30
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2020-04-22	2021-09-30
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2020-04-22	2021-09-30
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2020-04-22	2021-09-30
KGI ASIA LIMITED	Rep	Dealing in securities	2019-01-30	2019-12-01
PC SECURITIES LIMITED	Rep	Dealing in securities	2015-10-05	2018-10-02