Personnel SFC Licences and HKMA Registrations (ID 2482649)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pictet Asset Management (Hong Kong) Limited	Rep	Advising on securities	2021-10-25	-
	Rep	Dealing in securities	2021-10-25	-
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-10-05	2021-09-30
	Rep	Dealing in securities	2015-10-05	2021-09-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.