Personnel SFC Licences and HKMA Registrations (ID 24831826)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2024-05-30	-
	Rep	Dealing in securities	2024-05-30	-
WFM Asia (HK) Limited	Rep	Advising on securities	2023-05-15	2023-08-11
	Rep	Asset management	2023-05-15	2023-08-11
PineBridge Investments Asia Limited	Rep	Advising on securities	2020-07-13	2023-04-21
	Rep	Asset management	2020-07-13	2023-04-21
	Rep	Dealing in securities	2020-07-13	2023-04-21
PineBridge Investments Hong Kong Limited	Rep	Asset management	2020-07-13	2023-04-21
	Rep	Dealing in securities	2020-07-13	2023-04-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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