Personnel SFC Licences and HKMA Registrations (ID 2483275)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2023-07-31	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2023-07-31	-
	Rep	Advising on securities	2023-07-31	2024-02-23
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2023-07-31	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2023-07-31	-
	Rep	Dealing in securities	2023-07-31	-
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2016-05-19	2023-07-13
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2016-03-24	2023-07-13
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2015-10-06	2016-03-16
	Rep	Dealing in securities	2015-10-06	2016-03-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.