Personnel Hong Kong SFC License Details (ID 2483845)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2020-11-23	-
	Rep	Dealing in futures contracts	2020-10-30	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-10-30	-
	Rep	Dealing in securities	2020-10-30	-
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2015-12-14	2020-10-12
	Rep	Advising on securities	2015-10-07	2020-10-12
	Rep	Dealing in securities	2015-10-07	2020-10-12