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Regazzi, Thomas Paul Hong Kong SFC License Details (ID 2483864)
Regazzi, Thomas Paul
SFC ID:
BGH898
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Dealing in securities
2016-03-10
2016-03-18
Rep
Dealing in securities
2015-10-07
2015-10-09