| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-09-12 | - |
| Rep | Advising on securities | 2023-09-12 | - | |
| Rep | Dealing in securities | 2023-09-12 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2017-06-30 | 2022-09-14 |
| Rep | Dealing in securities | 2017-06-30 | 2022-09-14 | |
| Wells Fargo Securities Asia Limited | Rep | Advising on corporate finance | 2015-10-07 | 2017-04-26 |
| Rep | Advising on securities | 2015-10-07 | 2017-04-26 | |
| Rep | Dealing in securities | 2015-10-07 | 2017-04-26 |
No HKMA registrations in the collected records.