Personnel Hong Kong SFC License Details (ID 2484468)

Personnel Hong Kong SFC License Details (ID 2484468)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2022-06-01	-
	Rep	Advising on securities	2022-06-01	-
	Rep	Dealing in securities	2022-06-01	-
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2022-06-01	2024-03-11
	Rep	Advising on securities	2022-06-01	2024-03-11
	Rep	Dealing in securities	2022-06-01	2024-03-11
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2015-10-08	2019-12-02
	Rep	Advising on securities	2015-10-08	2019-12-02
	Rep	Dealing in securities	2015-10-08	2019-12-02
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2015-10-08	2019-12-02
	Rep	Advising on securities	2015-10-08	2019-12-02
	Rep	Dealing in securities	2015-10-08	2019-12-02