Personnel Hong Kong SFC License Details (ID 2484469)

Personnel Hong Kong SFC License Details (ID 2484469)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2025-07-18	2026-03-31
	Rep	Dealing in securities	2025-07-18	2026-03-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2022-06-28	2025-02-25
	Rep	Advising on securities	2022-06-28	2025-02-25
	Rep	Dealing in securities	2022-06-28	2025-02-25
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2022-06-28	2024-02-26
	Rep	Advising on securities	2022-06-28	2024-02-26
	Rep	Dealing in securities	2022-06-28	2024-02-26
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2021-03-02	2022-05-06
	Rep	Advising on securities	2021-03-02	2022-05-06
	Rep	Dealing in securities	2021-03-02	2022-05-06
CMB International Capital Limited	Rep	Advising on corporate finance	2017-06-12	2021-02-11
	Rep	Dealing in securities	2017-06-12	2021-02-11
ORIENT CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2015-10-08	2017-05-31
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-10-08	2017-05-31