Personnel SFC Licences and HKMA Registrations (ID 24845795)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tor Investment Management (Hong Kong) Limited	Rep	Asset management	2022-11-03	-
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2020-07-15	2021-07-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.