Personnel Hong Kong SFC License Details (ID 2484937)

Personnel Hong Kong SFC License Details (ID 2484937)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huarui Securities Limited	RO	Advising on securities	2024-12-13	-
	RO	Asset management	2024-12-13	-
	RO	Dealing in securities	2024-12-13	-
Wanhai Securities (HK) Limited	Rep	Advising on securities	2020-10-28	2022-08-25
	Rep	Dealing in securities	2020-10-28	2022-08-25
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-05-24	2019-06-06
	Rep	Asset management	2016-05-24	2019-06-06
FULBRIGHT FUTURES LIMITED	Rep	Advising on futures contracts	2015-12-03	2016-04-10
FULBRIGHT SECURITIES LIMITED	Rep	Advising on securities	2015-12-03	2016-04-10
FULBRIGHT ASSET MANAGEMENT LIMITED	Rep	Asset management	2015-10-09	2016-04-10
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2015-10-09	2016-04-10
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2015-10-09	2016-04-10