Personnel Hong Kong SFC License Details (ID 24851112)

Personnel Hong Kong SFC License Details (ID 24851112)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2026-07-27	-
	Rep	Dealing in securities	2026-07-27	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2025-08-28	2026-04-14
	Rep	Dealing in securities	2025-08-28	2026-04-14
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2020-07-16	2025-05-07
	Rep	Dealing in securities	2020-07-16	2025-05-07
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2020-07-16	2025-05-07
	Rep	Dealing in securities	2020-07-16	2025-05-07