Personnel Hong Kong SFC License Details (ID 2485386)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	Rep	Advising on securities	2017-01-10	2018-09-20
	Rep	Asset management	2017-01-10	2018-09-20
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2017-01-10	2021-02-02
	Rep	Dealing in securities	2017-01-10	2021-02-02
EDMOND DE ROTHSCHILD ASSET MANAGEMENT (HONG KONG) LTD.	Rep	Dealing in securities	2015-10-12	2016-07-21