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Ngai, Sze Man 倪詩敏 Hong Kong SFC License Details (ID 2485394)
Ngai, Sze Man 倪詩敏
SFC ID:
BGH932
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
AllianceBernstein Hong Kong Limited
Rep
Dealing in futures contracts
2017-02-02
-
Rep
Dealing in securities
2017-02-02
-
MACQUARIE CAPITAL LIMITED
Rep
Dealing in securities
2015-10-12
2017-01-16